Quest CE Reveals 14 New IAR CE Courses for 2024
MILWAUKEE – Quest CE, leading provider of innovative compliance technology, [...]
15
12, 2023
4
12, 2023
Important 2023 IAR CE Renewal Reminders
To ensure all investment advisers IAR CE credits get [...]
28
11, 2023
How to get my Wholesalers Approved to Offer IAR CE
Have you ever considered offering IAR CE credits at one [...]
28
11, 2023
NASAA No Longer Requiring Exam for Live IAR CE Courses
Effective August 1, 2023, NASAA no longer requires an assessment [...]
17
11, 2023
U.S. Virgin Islands to Adopt IAR CE Regulations
The U.S. Virgin Islands is the latest to adopt NASAA’s [...]
15
11, 2023
Hawaii Joins List of States Adopting IAR CE in 2024
Hawaii is the latest state to adopt NASAA’s IAR CE [...]
22
09, 2023
IAR CE: Top 10 Frequently Asked Questions
NASAA's investment adviser representative (IAR) CE regulation has gained momentum [...]
10
08, 2023
How to Apply Regulatory Element CE to IAR CE
With the introduction of FINRA's annual Regulatory Element CE requirement [...]
6
07, 2023
Florida Becomes Latest State to Adopt IAR CE Requirement
Florida is the latest state to adopt NASAA’s IAR CE [...]
6
07, 2023
North Dakota Joins List of States Adopting IAR CE in 2024
North Dakota is the latest state to adopt NASAA’s IAR [...]
