What FINRA’s Enforcement Review Could Mean for Member Firms
As part of its FINRA Forward initiative, FINRA recently released [...]
14
07, 2026
13
07, 2026
Quest CE Ranked #8 on Milwaukee Business Journal’s Software Product Companies List
MILWAUKEE, WI, July 13, 2026 – Quest CE, a leading [...]
23
06, 2026
Webinar Recap: Reg S-P Is Here: What Firms Need to Know
With the June 3, 2026 compliance deadline now in effect [...]
27
03, 2026
Quest CE Celebrates 12th “Best & Brightest” Milwaukee Recognition
MILWAUKEE, WI- March 27th, 2026- Quest CE, a leading compliance [...]
26
02, 2026
Webinar Recap: 2026 FINRA and SEC Exam Priorities
In our recent webinar, 2026 FINRA & SEC Exam Priorities: [...]
14
01, 2026
Data Privacy Week: Making Data Protection Everyone’s Responsibility
Data Privacy Week reminds us that protecting sensitive information isn't [...]
9
12, 2025
IAR CE Countdown: What You Need to Know Before Dec. 31
As the end of the year approaches, it’s critical for [...]
17
11, 2025
$500M Fraud Crackdown Shows Need for Risk Oversight
A recent federal indictment and SEC complaint alleges a sprawling, [...]
17
11, 2025
Key Takeaways From This Year’s NSCP Conference
In October, our team attended the National Society of Compliance [...]
2
10, 2025
Quest CE to Attend NSCP National Conference 2025
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]
