Flexible Pre-Approval Hierarchy
The system’s approval hierarchy can be set-up to enforce your firm’s unique departmental, branch or divisional workflows. Additionally, there are no limits on the levels of approval needed.
Easy-to-Manage Processing Queue
Once a disclosure is submitted to compliance, the assigned approver can login to the system to review, accept, reject, or comment on the disclosure request, all from one centralized location.
Every time a disclosure is submitted, completed, modified or commented on, the system will automatically date, time-stamp and record the action in order to maintain a detailed roadmap of each activity.