How Firms Can Manage IAR CE with Self Pay
Managing Investment Adviser Representative Continuing Education (IAR CE) across your [...]
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03, 2026
26
02, 2026
Webinar Recap: 2026 FINRA and SEC Exam Priorities
In our recent webinar, 2026 FINRA & SEC Exam Priorities: [...]
25
02, 2026
Quest CE’s Top Firm Element Courses From 2025
The compliance landscape evolved significantly throughout 2025, with new regulatory [...]
24
02, 2026
Quest CE Releases New AML Risks in Non-U.S. Accounts Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
24
02, 2026
Quest CE Releases New FINRA & SEC Exam Priorities Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
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02, 2026
Quest CE Releases New International Market Abuse & Data Protection Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
13
02, 2026
FINRA Proposes Allowing Performance Projections Under Rule 2210
FINRA has proposed amendments to Rule 2210 that would allow [...]
12
02, 2026
Quest CE to Exhibit at 2026 IAA Compliance Conference
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]
12
02, 2026
FinCEN Pushes Adviser AML Rule to 2028
FinCEN has formally delayed the long-anticipated anti-money laundering (AML) rule [...]
12
02, 2026
FINRA Fines Firm $60K for Reg BI and Supervisory Failures
FINRA recently fined a broker-dealer $60,000 and issued a censure [...]
