IAR CE: Top 10 Frequently Asked Questions
NASAA's investment adviser representative (IAR) CE regulation has gained momentum [...]
22
09, 2023
18
09, 2023
CE Council Releases Q2 Firm Element Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
18
09, 2023
11 Reasons you Could be Picked for an SEC Exam
The Securities and Exchange Commission (SEC) has issued a risk [...]
18
09, 2023
NASAA Reports Decrease in 2023 Examination Violations
A recent report from the North American Securities Administrators Association [...]
18
09, 2023
Quest CE Releases New Client Suitability FE Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
14
09, 2023
Quest CE to Exhibit at 2023 NSCP Conference in Dallas, TX
MILWAUKEE, WI – September 14, 2023– Quest CE, premier provider [...]
6
09, 2023
5 Tips for Getting the Most From Your Budget in 2024
Every year, we're tasked with optimizing our ROI only to [...]
6
09, 2023
Navigating Super CE: A Guide to Choosing Content
You've probably heard of Classroom CE, Online CE and even [...]
6
09, 2023
The Value Behind Offering Value-Add CE
A firm’s wholesaling force has one main initiative; act as [...]
29
08, 2023
Five Essential ‘Back-to-School’ Firm Element Courses
Back-to-school season is in full swing and it's not just [...]
