NASAA’s Memo on End of Year IAR CE Processing
The North American Securities Administrators Association (NASAA) has released important [...]
The North American Securities Administrators Association (NASAA) has released important [...]
Are you juggling both CFP® and IAR CE this year? [...]
Rhode Island is the latest to adopt NASAA’s IAR CE [...]
Nebraska has announced its adoption of NASSA’s Investment Adviser Representative [...]
New Jersey is one of the latest states to adopt [...]
The IAR CE requirement has quickly taken the investment advisory [...]
As December 31st looms, the IAR CE deadline draws near. [...]
As a firm seeking an Investment Adviser Representative (IAR) Continuing [...]
Updated May 1st, 2024 We're pleased to announce that California [...]
The California Department of Financial Protection and Innovation (DFPI) has [...]