Update on California’s Proposed IAR CE Requirement
There has been some uncertainty regarding whether California will adopt [...]
There has been some uncertainty regarding whether California will adopt [...]
The California Department of Financial Protection and Innovation (DFPI) has [...]
MILWAUKEE – Quest CE, leading provider of innovative compliance technology, [...]
To ensure all investment advisers IAR CE credits get [...]
Have you ever considered offering IAR CE credits at one [...]
Effective August 1, 2023, NASAA no longer requires an assessment [...]
The U.S. Virgin Islands is the latest to adopt NASAA’s [...]
Hawaii is the latest state to adopt NASAA’s IAR CE [...]
NASAA's investment adviser representative (IAR) CE regulation has gained momentum [...]
With the introduction of FINRA's annual Regulatory Element CE requirement [...]