FINRA Enforcement Patterns Emerge in 2024 Sanctions Study
Eversheds Sutherland has released its annual analysis of FINRA disciplinary [...]
17
03, 2025
4
03, 2025
Quest CE Introduces Split Billing Feature for Seminar Management
Quest CE, a leading provider of compliance training and tracking [...]
4
03, 2025
Quest CE Announces New FINRA & SEC Examination Priorities for 2025 Course
MILWAUKEE, WI – Quest CE, trusted provider of compliance training [...]
7
02, 2025
Quest CE Announces the Promotion of Sadie Holtz to Director of Finance & Accounting
MILWAUKEE, WI – February 7, 2025 – Quest CE, trusted [...]
4
02, 2025
Quest CE Rolls Out New Insurance CE Courses for California Agents
MILWAUKEE - Quest CE, trusted provider of compliance training and [...]
31
01, 2025
Quest CE Adds RSL and Remote Inspection Type to Branch Audit Tool
MILWAUKEE – January 31, 2025 - Quest CE, trusted provider of [...]
30
01, 2025
Quest CE Promotes Three Key Leaders to Director Roles
Milwaukee, WI – January 30, 2025 – Quest CE, trusted [...]
24
01, 2025
Milwaukee’s ‘Best and Brightest’ Honor Awarded to Quest CE for 2025
Milwaukee, WI- January 24, 2025- Quest CE, a leading compliance [...]
16
01, 2025
SEC’s $63M Recordkeeping Action: Lessons for CCOs
The Securities and Exchange Commission (SEC) recently announced charges against [...]
27
12, 2024
Five New States Adopt IAR CE Requirements for 2025
The Investment Adviser Representative (IAR) CE requirement continues to gain [...]
