IAR CE: Top 10 Frequently Asked Questions
NASAA's investment adviser representative (IAR) CE regulation has gained momentum [...]
22
09, 2023
10
08, 2023
How to Apply Regulatory Element CE to IAR CE
With the introduction of FINRA's annual Regulatory Element CE requirement [...]
6
07, 2023
Florida Becomes Latest State to Adopt IAR CE Requirement
Florida is the latest state to adopt NASAA’s IAR CE [...]
6
07, 2023
North Dakota Joins List of States Adopting IAR CE in 2024
North Dakota is the latest state to adopt NASAA’s IAR [...]
16
06, 2023
Tennessee Adopts IAR CE Requirement for 2024
Tennessee is the latest state to adopt NASAA's IAR CE [...]
14
04, 2023
Colorado Latest State to Adopt IAR CE Requirement
Colorado is the latest state to adopt NASAA's IAR CE [...]
10
01, 2023
Which States Have Adopted the IAR CE Requirement?
Updated March 18th, 2026 -- 2026 has brought forth a [...]
19
12, 2022
Your Checklist for Firm Element/IAR CE Compliance
With the end of the year just around the corner, [...]
25
02, 2022
What’s the Deal with NASAA’s IAR CE Model Rule?
By now, you’ve likely heard about NASAA’s newly adopted model [...]
