CE Council Releases Firm Element Quarterly Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
16
09, 2022
13
09, 2022
Quest CE Releases Course on Foreign Exchange Derivatives
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
11
08, 2022
2022 Mid-Year Recap: Top 10 Firm Element Courses
The end of summer quickly approaching can only mean one [...]
9
08, 2022
Quest CE Releases Course on Reg BI Supervisor Obligations
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
20
06, 2022
Are you Prepared for FINRA’s CE Transformation?
Since 2018, FINRA and the CE Council have been working [...]
13
06, 2022
Quest CE Releases FINRA Course on Compliance Reminders
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
12
05, 2022
CE Council Releases Q1 2022 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
31
03, 2022
Quest CE Releases Course on Required Minimum Distributions
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
14
06, 2021
FINRA Moves Forward with Annual Regulatory CE
In early June, FINRA filed a proposal with the SEC [...]
10
12, 2020
Part 1: CE Council Releases Guide on Firm Element
The CE Council recently released a guide to Firm Element [...]
