CE Council Releases Q1 2022 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
12
05, 2022
31
03, 2022
Quest CE Releases Course on Required Minimum Distributions
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
14
06, 2021
FINRA Moves Forward with Annual Regulatory CE
In early June, FINRA filed a proposal with the SEC [...]
10
12, 2020
Part 1: CE Council Releases Guide on Firm Element
The CE Council recently released a guide to Firm Element [...]
10
12, 2020
Part 2: CE Council Releases Guide on Needs Analysis
The CE Council recently released a guide on proper practices [...]
16
03, 2020
What you Need to Know about FINRA’s CE Proposal
In February, FINRA issued a regulatory notice seeking comment on [...]
