Lawmakers Urge FINRA to Strengthen ACATS Fraud Protections
Federal lawmakers are urging FINRA to strengthen protections surrounding brokerage [...]
11
09, 2026
11
09, 2026
Senior Client Fraud Highlights Risks of Undisclosed Loans
A former financial adviser has been sentenced to six years [...]
28
08, 2026
What Causes Low Firm Element Training Completion?
A firm can build a thoughtful training plan, select relevant [...]
19
08, 2026
What IAR CE Software Works Best for Multi-State Advisers?
When advisers are registered across multiple states, determining where IAR [...]
19
08, 2026
How to Reduce IAR CE Compliance Gaps
Managing Investment Adviser Representative Continuing Education involves more than giving advisers access [...]
13
08, 2026
Quest CE Releases New Course on FINOP Fundamentals
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
3
08, 2026
Quest CE Expands Customer Support with New Self-Service Knowledge Base
MILWAUKEE, WI, August 3, 2026 – Quest CE, a leading [...]
3
08, 2026
Quest CE Expands ADV Part 2B Solution with New Workflow Automation
Quest CE has introduced new enhancements to its ADV Part [...]
13
07, 2026
2026 Mid-Year Recap: Top 10 Firm Element Courses
As we move through 2026, one thing is becoming clear: [...]
13
07, 2026
Quest CE Ranked #8 on Milwaukee Business Journal’s Software Product Companies List
MILWAUKEE, WI, July 13, 2026 – Quest CE, a leading [...]
