Illinois Becomes First State to Adopt IAR CE for 2026
Illinois is the latest to adopt NASAA’s IAR CE model [...]
Illinois is the latest to adopt NASAA’s IAR CE model [...]
As more states adopt the IAR CE rule, firms and [...]
Continuing Education (CE) isn't just a checkbox—it's the backbone of [...]
- REGISTER BELOW - Join us on April 15th at [...]
Recent FINRA examination findings show that many firms struggle with [...]
A prominent fintech broker-dealer has been hit with a significant [...]
Compliance officers are increasingly facing the challenge of overseeing artificial [...]
A recent FINRA arbitration case resulting in over $11 million [...]
FINRA's latest Regulatory Oversight Report signals significant shifts in regulatory [...]
MILWAUKEE, WI – Quest CE, a leading provider of compliance [...]