Quest CE Releases New Crypto Assets FE Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
30
05, 2023
26
05, 2023
Four Insider Takeaways from the 2023 FINRA Conference
This year's 2023 FINRA Annual Conference was jam-packed with informative [...]
17
04, 2023
FINRA Revives Inspection Pilot Program Proposal
According to a filing last week, FINRA has submitted an [...]
14
04, 2023
Colorado Latest State to Adopt IAR CE Requirement
Colorado is the latest state to adopt NASAA's IAR CE [...]
10
04, 2023
How to Write your Needs Analysis/Written Training Plan
Q1 and Q2 are usually when firms find themselves ready [...]
6
03, 2023
Which is Better: “Evergreen” or “Trendy” CE Content?
As an insurance/asset management company, you likely have a value-add [...]
1
03, 2023
6 Must-Haves for a Successful CE Email Invitation
Lots of hard work goes into creating your CE-sponsored events: [...]
24
02, 2023
What to Know About FINRA’s CE Transformation
At the beginning of the year, FINRA implemented new changes [...]
13
02, 2023
Six Takeaways from the SEC’s 2023 Exam Priorities
On February 7th, the SEC released its list of exam [...]
13
02, 2023
SEC Says Yes to “Restricted Firm” ID on BrokerCheck
The SEC recently approved a rule proposal that would allow [...]
