Fore Golf Lessons to Apply to your Firm’s Training Plan
Are you looking to take a few strokes off your [...]
17
09, 2021
2
09, 2021
Five Tips for Creating an Eye-Catching CE Event Invitation
Think about the last time you received an invitation [...]
10
08, 2021
3 Reasons to Deliver Webinar Continuing Education
In the past, hosting live meetings and offering free continuing [...]
15
07, 2021
States Race Forward with NAIC Best Interest Adoption
Update: This article, originally wrote 1/18/21, was recently amended to reflect [...]
15
07, 2021
Are you Due for a Mid-Year Compliance Check-Up?
In the past six months, your compliance department has likely [...]
6
07, 2021
Four KPIs to Measure the Success of your CE Program
Today, data is everywhere. From tracking visitors on your website [...]
14
06, 2021
FINRA Moves Forward with Annual Regulatory CE
Earlier this month, the Financial Industry Regulatory Authority (FINRA) filed [...]
14
06, 2021
CE Council Releases Q2 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently published [...]
14
06, 2021
FINRA Moves Forward with Annual Regulatory CE
In early June, FINRA filed a proposal with the SEC [...]
10
06, 2021
FINRA Takes on Short Interest Reporting
On June 4, 2021, FINRA published Regulatory Notice 21-19, which [...]
