NASAA Finds Firms are Missing the Mark on Reg BI
When Regulation Best Interest (Reg BI) went into effect in [...]
11
11, 2021
18
08, 2021
Mid-Year Recap: Top 10 Firm Element Courses
The end of Summer also means that school is just [...]
29
04, 2021
Quest CE Releases Reg BI & Variable Annuities Course
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
19
04, 2021
Four Takeaways from our Exam Priorities Webinar
Joined by Foreside Financial Group’s, Myles Blechner and Ginny Voos, [...]
23
03, 2021
Quest CE Releases Course on Reg BI Compliance
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
5
10, 2020
Quest CE Releases FINRA Course Covering Reg BI
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
16
09, 2020
Quest CE’s Best Selling E-learning Courses in 2020
School is in session! And while many of your kids [...]
15
07, 2020
FINRA Tackles What’s Next for Reg BI in New Podcast
Reg BI examinations have already started to take place. But [...]
29
06, 2020
Quest CE Releases Course on SEC Reg BI Guidance
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
15
06, 2020
MSRB Proposes Rule Changes to Align with Reg BI
The MSRB recently filed proposed amendments with the SEC to [...]
