Compliance Management System
Our system helps you deliver training, track disclosures and remediate risk, all from one centralized dashboard.
Renaissance
Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of managing your annually-required training and tracking procedures. Known for its user-friendly interface and integrated service options, the platform is easy to maintain, with unmatched client support.
Build your Program your Way
Need to customize your courses, exams, surveys, audits and policies on-the-fly? No worries, our managed programs give you the tools to create and edit your own materials, without the need for outside assistance or advanced programming experience. Once materials are created, they can easily be grouped into lesson plans to be assigned to different departments or user profiles.
Firm Element Express
Set-up a program in 30 minutes or less using our self-service solution. Ideal for firms with 20 representatives or less.
Learn How to Get Started
Managed Programs
Build and launch a custom training program while benefiting from the management experience of a dedicated Account Executive.
Talk to an ExpertBetter by the Bundle
Each service can be purchased individually, or bundled together, to create a full-coverage program.
Firm Element Training
Deliver your Needs Analysis Survey and choose from over 450 Firm Element courses.
Learn MoreInvestment Advisor Training
Offer robust training opportunities to help your advisors succeed.
Learn MoreMSRB Training
Provide training that facilitates compliance with key MSRB rules and regulation.
Learn MoreCybersecurity Training
Bolster your firm’s cybersecurity protocols with security awareness training.
Learn MoreDisclosure Tracking
Actively track outside business activities, gifts, customer complaints and more.
Learn MoreCompliance Questionnaires
Collect and analyze data regarding your representatives’ annual compliance activities.
Learn MoreAudit Management
Limit risk exposures by leveraging our award-winning branch audit solution.
Learn MorePolicy Attestations
Provide a unified location for corporate policies and internal documents.
Learn MoreCustom Content
Transform your firm's live presentations into responsive e-learning courses.
Learn MoreFINRA E-Learning
Gain access to FINRA E-Learning programs and individual courses on-demand.
Get StartedSimplify your program today!
Compliance can be complicated, but it doesn’t have to be.
