Compliance Technology, Redefined

Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of assigning important compliance tasks to your broker-dealers and/or investment advisors.

Firm Element CE

Easily assign training and maintain all aspects of your Firm Element program.

IAR CE

Help your advisers comply with their state-required IAR CE requirement.

Additional Training

Browse our catalogs: Insurance CE, AML, Cybersecurity and more!

Annual Compliance Meeting

Cut costs and improve productivity with our on-demand meeting.

Compliance Questionnaire

Collect and analyze data regarding annual compliance activities.

Conflict of Interest Tracking

Track outside business activities, gifts, entertainment and more!

Policy Attestations

Electronically host policy and track employee attestations.

Audit Technology

Easily identify risk and track deficiencies at branch locations.

Form ADV Part 2B

[Coming Soon]

Streamline the process of creating the Form ADV Part2B Supplement.

Firm Element CE

Easily assign training and maintain all aspects of your Firm Element program.

Annual Compliance Meeting

Cut costs and improve productivity with our on-demand meeting.

Compliance Questionnaire

Collect and analyze data regarding annual compliance activities.

Conflict of Interest Tracking

Track outside business activities, gifts, entertainment and more!

Policy Attestations

Electronically host policy and track employee attestations.

Audit Technology

Easily identify risk and track deficiencies at branch locations.

IAR CE

Help advisers comply with NASAA’s new 12-credits of continuing education.

Custom RIA Training

This training cover general adviser topics and can easily be edited around firm policies.

Compliance Questionnaire(s)

Collect and analyze data regarding annual compliance activities.

Conflict of Interest Tracking

Track Outside Business Activities, Gifts, Political Contributions and more!

Policy Attestations

Electronically host internal policies and track employee attestations.

Form ADV Part 2B

[Coming Soon!]

Streamline the process of creating the Form ADV Part 2B Supplement.

Have a Minute?

Watch this short video on our compliance management system.

Find out how you can use our system to deliver training to your entire employee population. Compliance professionals can also use the system to:

  • Gather electronic policy attestations

  • Administer compliance questionnaires

  • Approve/deny activity disclosures

  • Manage your internal audit process

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E-Learning
Courses
0
Standardized
Disclosures
0
On-Demand
ACM Modules
0
Ad-Hoc System
Reports

Contact Us

Submit the form to talk to one of our product specialists! 

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Address

10100 W. Innovation Drive
Suite 200
Milwaukee, WI 53226

Email

info@questce.com

Phone

(877) 593-3366

Still not convinced? Take a test drive of our system today!