Compliance Management System
Deliver training, track disclosures and remediate risk, all from one centralized dashboard.
Renaissance
Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of managing your annually-required training and tracking procedures. With Renaissance, you have the ability to host and manage all of your firm’s compliance needs under one roof. Known for its user-friendly interface and integrated service options, the platform is easy to maintain, with unmatched client support. Additionally, Quest CE's CMS provides WORM storage for firm’s record retention needs.
Build your Program your Way
Need to customize your compliance materials on-the-fly? No worries – our platform includes our first-to-the-industry course authoring tool, Course Builder. This tool gives you the option to build training materials from scratch or customize Quest CE’s off-the-shelf courses to meet your firm’s needs; all without the need of an account executive or advanced programming experience. Once materials are created, they can easily be grouped into lesson plans to be assigned to different departments or user profiles.
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Set-up a program in 30 minutes or less using our self-service solution. Ideal for firms with 20 representatives or less.
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Schedule a Demo
Build and launch a custom training program while benefiting from the management experience of a dedicated Account Executive.
Talk to an ExpertBetter by the Bundle
Each service can be purchased individually, or bundled together, to create a full-coverage program.
Firm Element Training
Deliver your Needs Analysis Survey and choose from over 450 Firm Element courses.
Learn MoreInvestment Advisor Training
Offer robust training opportunities to help your advisors succeed.
Learn MoreMSRB Training
Provide training that facilitates compliance with key MSRB rules and regulation.
Learn MoreCybersecurity Training
Bolster your firm’s cybersecurity protocols with security awareness training.
Learn MoreDisclosure Tracking
Actively track outside business activities, gifts, customer complaints and more.
Learn MoreCompliance Questionnaires
Collect and analyze data regarding your representatives’ annual compliance activities.
Learn MoreAudit Management
Limit risk exposures by leveraging our award-winning branch audit solution.
Learn MoreAttestations/Acknowledgements
Provide a unified location for corporate policies and internal documents.
Learn MoreCustom Content
Transform your firm's live presentations into responsive e-learning courses.
Learn MoreFINRA E-Learning
Gain access to FINRA E-Learning programs and individual courses on-demand.
Get StartedSimplify your program today!
Compliance can be complicated, but it doesn’t have to be.