Compliance Technology, Redefined

Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of assigning important compliance tasks to your broker-dealers and/or investment advisors.

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Bundled Services

Choose from one or many of the below service options.

Continuing Education

Browse our Catalogs: Firm Element, Investment Advisor, AML & more.

Compliance Questionnaires

Collect and analyze data regarding annual compliance activities.

Conflict of Interest Tracking

Track Outside Business Activities, Gifts, Entertainment and more.

Policy Attestations

Electronically host all internal policies and corporate documents.

Compliance Reviews/Meeting

Cut costs and improve productivity with our on-demand technology.

Audit Technology

Limit risk exposures by leveraging our award winning audit solution.

Platform Features

Finally, a single system aimed at making your life easier

Impactful User-Design

The Renaissance system’s main dashboard features an icon-driven menu structure that guides users to their most time-sensitive compliance tasks.

Our dynamic reporting dashboard makes it easy to align your compliance program objectives with your overall risk management strategies.

User access rights can be mirrored after your firm’s internal hierarchy to ensure the right people have access to the right information.

Automated Email Reminders

Create, manage and execute targeted emails based on the status of your user’s activity. Emails can be scheduled to go out daily, weekly or monthly.

Our system is completely mobile compatible, allowing your users to access it from any internet-accessible laptop, tablet or smartphone.

Create a custom portal that looks and feels like an extension of your firm’s corporate website. Simply send us your logo and preferred branding.

Have a Minute?

Watch this short video on our compliance management system.

Find out how you can use our system to deliver training to your entire employee population. Compliance professionals can also use the system to:

  • Gather electronic policy attestations

  • Administer compliance questionnaires

  • Approve/deny activity disclosures

  • Manage your internal audit process

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E-Learning
Courses
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Standardized
Disclosures
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On-Demand
ACM Modules
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Ad-Hoc System
Reports

Contact Us

Submit the form to talk to one of our product specialists! 

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Address

10100 W. Innovation Drive
Suite 200
Milwaukee, WI 53226

Email

info@questce.com

Phone

(877) 593-3366

Still not convinced? Take a test drive of our system today!

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