Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of assigning important compliance tasks to your broker-dealers and/or investment advisors.
Firm Element CE
Easily assign training and maintain all aspects of your Firm Element program.
Help your advisers comply with their state-required IAR CE requirement.
Browse our catalogs: Insurance CE, AML, Cybersecurity and more!
Annual Compliance Meeting
Cut costs and improve productivity with our on-demand meeting.
Collect and analyze data regarding annual compliance activities.
Conflict of Interest Tracking
Track outside business activities, gifts, entertainment and more!
Electronically host policy and track employee attestations.
NEW! Form ADV Part 2B
Streamline the process of creating the Form ADV Part 2B Supplement.
Easily identify risk and track deficiencies at branch locations.
Help advisers comply with NASAA’s new 12-credits of continuing education.
Custom RIA Training
This training cover general adviser topics and can easily be edited around firm policies.
Track Outside Business Activities, Gifts, Political Contributions and more!
Electronically host internal policies and track employee attestations.
Watch this short video on our compliance management system.
Find out how you can use our system to deliver training to your entire employee population. Compliance professionals can also use the system to:
Gather electronic policy attestations
Administer compliance questionnaires
Approve/deny activity disclosures
Manage your internal audit process
Submit the form to talk to one of our product specialists!
To empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs.
10100 W. Innovation Drive
Milwaukee, WI 53226
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Quest CE specializes in providing proprietary web-based solutions for delivering your complete continuing education, disclosure tracking and branch audit programs.
10100 W. Innovation Drive Milwaukee, WI 53226
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