FINRA Rule 3110(a)(7) Compliant
To ensure active employee engagement, all of our compliance meetings feature an interactive discussion board, time-stamped attendance tracking and a digital attestation at the end of every meeting. The discussion board allows firm members to ask any questions or engage in conversation during their training, to which compliance can later log back into the system and respond with any feedback.
Each annual compliance meeting includes audio and video to keep the content interactive and engaging. Even if you typically host an in-person meeting and want to turn it into an on-demand presentation, we can help with that! Just send us a script and we’ll build it into an online presentation with voice-over audio.
Free ACM Builder Tool
As an added benefit to clients who purchase the Annual Compliance Meeting service, they’re given access to ACM Builder, where they have the ability to mix and match any of Quest CE’s 70+ mini-modules to create their own firm-specific presentation.