Annual Compliance Meeting

Cut costs and improve productivity by taking your annual compliance meeting online.

On-Demand Learning is Here

Alleviate the costs and resources associated with hosting an in-person compliance meeting.

Increase the Efficiency of your Team

Our on-demand training solution is designed to facilitate employee learning, no matter where they are, from any device. Simply send a pre-recorded annual compliance meeting to your entire representative population and have them watch, review and attest to the training materials on their own time. You can then login to the system to track attendance and view training completions using the reporting dashboard.

FINRA Rule 3110(a)(7) Compliant

To ensure active employee engagement, all of our compliance meetings feature an interactive discussion board, time-stamped attendance tracking and a digital attestation at the end of every meeting. The discussion board allows firm members to ask any questions or engage in conversation during their training, to which compliance can later log back into the system and respond with any feedback.

Interactive Audio

Each annual compliance meeting includes audio and video to keep the content interactive and engaging. Even if you typically host an in-person meeting and want to turn it into an on-demand presentation, we can help with that! Just send us a script and we’ll build it into an online presentation with voice-over audio.

Free ACM Builder Tool

As an added benefit to clients who purchase the Annual Compliance Meeting service, they’re given access to ACM Builder, where they have the ability to mix and match any of Quest CE’s 70+ mini-modules to create their own firm-specific presentation.

Meeting Options

Choose from our off-the-shelf options or have us build your own custom ACM.

Complete Your Program

Complete your program by adding these additional services!

Annual Questionnaires

Add an actionable ACQ to your program to verify your representatives’ annual activities and disclosures.

Conflict of Interest Tracking

Individually track Outside Business Activities, Gifts, Entertainment, Customer Complaints and more!

Firm Element

Deliver your Firm Needs Analysis Survey and choose from over 450 Firm Element courses.

Contact Us

Submit the form to talk to one of our product specialists! 

Still not convinced? Take a test drive of our system today!