CE Council Releases Q2 Firm Element Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
18
09, 2023
18
09, 2023
Quest CE Releases New Client Suitability FE Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
6
09, 2023
5 Tips for Getting the Most From Your Budget in 2024
Every year, we're tasked with optimizing our ROI only to [...]
14
10, 2022
Are you Ready for these 2023 CE Changes?
Coming this January, some big changes are coming down the [...]
16
09, 2022
CE Council Releases Firm Element Quarterly Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
26
07, 2022
How to Look Up Your State Insurance CE Credits
Is your insurance license renewal date quickly approaching but are [...]
18
07, 2022
FINRA Bars Reps Indefinitely for Online Exam Cheating
The Financial Industry Regulatory Authority (FINRA) has permanently barred two [...]
20
06, 2022
Are you Prepared for FINRA’s CE Transformation?
Since 2018, FINRA and the CE Council have been working [...]
8
06, 2022
Quest CE Releases Course on New NY CE Requirement
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
11
03, 2022
FINRA Requires Supervisor to Complete 40 Hours of CE
According to FINRA’s monthly disciplinary actions, a firm member from [...]
