FINRA Takes on Short Interest Reporting
On June 4, 2021, FINRA published Regulatory Notice 21-19, which [...]
10
06, 2021
26
05, 2021
Five Tips for Making Your Webinars Stand Out
As webinar invites continue to fill advisor’s inboxes, it’s more [...]
26
05, 2021
How Firms are Capitalizing on Virtual “CE” Roadshows
Virtual tradeshows are optimized to keep conversations, ideas, and engagement [...]
17
05, 2021
Five Courses to Assign After the FINRA Conference
No matter what industry you’re in, attending conferences that are [...]
17
05, 2021
FINRA Releases Notice on Account Takeover Attempts
FINRA has received an increasing number of reports regarding ATO [...]
17
05, 2021
NY Court Strikes Down Regulation 187
The Appellate Division of the New York State Supreme Court, [...]
15
05, 2021
10 Things to Know About NASAA’s New CE Rule
If you were paying attention back in November, you’re well [...]
29
04, 2021
Cards Vs. Codes: Learn About Different Voucher Types
There are various ways to include value-add continuing education (CE) [...]
29
04, 2021
Three Reasons Why Firms Choose Super CE
As a highly sought-after continuing education (CE) delivery method, Super [...]
30
03, 2021
“Spring Clean” Your CE Program with These Four Tips
QuestTrak is the perfect tool for organizing, managing, implementing, and [...]
