The SEC’s Top Five Exam Priorities for 2022
On March 30, 2022, the Securities and Exchange Commission’s (“SEC”) [...]
18
04, 2022
10
03, 2022
SEC Proposes Changes to Address Rising Cybersecurity Concerns
Since 2011, the SEC has offered guidance concerning registrants’ existing [...]
28
01, 2022
Celebrate Data Privacy Day with these Six Courses
145 minutes. That's the average amount of time a person [...]
14
10, 2021
Cybersecurity Awareness Month: Spotlight on Training
Cybersecurity is one of the most significant issues facing the [...]
18
08, 2021
Mid-Year Recap: Top 10 Firm Element Courses
The end of Summer also means that school is just [...]
22
06, 2021
Quest CE Releases Cybersecurity Resources Course
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
17
05, 2021
FINRA Releases Notice on Account Takeover Attempts
FINRA has received an increasing number of reports regarding ATO [...]
19
04, 2021
Four Takeaways from our Exam Priorities Webinar
Joined by Foreside Financial Group’s, Myles Blechner and Ginny Voos, [...]
19
10, 2020
Why CCOs Can’t Ignore This Cybersecurity Month
The pandemic has moved cybersecurity up on the list of [...]
16
09, 2020
Quest CE’s Best Selling E-learning Courses in 2020
School is in session! And while many of your kids [...]
