MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of the new Firm Element course, “Cybersecurity: Modern Regulatory Resources and Case Studies,” to its e-learning catalog.

This course is focused on two related cybersecurity topics facing FINRA member firms: Regulatory guidance deriving from the exam and risk monitoring program cycle and the regulatory resources available to help prevent the loss of data, loss of customer confidence, increased reputation risk, and regulatory discipline. Additionally, the course utilizes regulatory guidance, notices, and case studies to help firms and their associated persons understand the risk monitoring required for a robust cybersecurity program.

Course Topics Include:

  • Back to the Basics of Cybersecurity
  • Identification and Inventory of Assets
  • FINRA 2021 Report on Exam and Risk Monitoring Program
  • Exam Observations
  • Effective Practices
  • Emerging Risks
  • FINRA Notices 20-13, 20-32, 21-2 & 21-8
  • Common Challenges to Protecting Customer Accounts
  • Verifying Customer Identities for Online Accounts
  • FINRA Small Firm Cybersecurity Checklist
  • Firm Checklist for Compromised Accounts
  • Case Studies

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail To view Quest CE’s Firm Element course catalog, click here.


About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 2,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit