What you Need to Know about FINRA’s CE Proposal
In February, FINRA issued a regulatory notice seeking comment on [...]
16
03, 2020
28
02, 2020
Reach Every Advisor by Diversifying your CE Delivery
As an insurance provider, you know how impactful it can [...]
17
02, 2020
California Releases “Redlines” to CCPA Regulation
On Friday, California’s Attorney General released proposed modifications to the [...]
10
02, 2020
The 25 Most Hacked Passwords of 2019
Okay, admit it, you’ve probably used a “hackable” password on [...]
17
01, 2020
FINRA & SEC Exam Priority-Inspired Course Options
With the recent publication of the SEC and FINRA examination [...]
13
01, 2020
FINRA Releases 2020 Examination Priorities Letter
FINRA recently announced its examination priorities for 2020, highlighting new [...]
30
12, 2019
Why Super CE is Attracting More Financial Advisors
When it comes to making a decision on how to [...]
11
11, 2019
Are your Gift & Entertainment Policies Holiday Ready?
With the holidays just around the corner, it’s the perfect [...]
23
10, 2019
Measure ROI to Learn the Value of Continuing Education
As a sales or marketing expert, you know how important [...]
19
08, 2019
Complying with NY’s Reg 187 Training Requirement
What Is Regulation 187? The Department of Financial Services has [...]
