Are you Due for a Mid-Year Compliance Check-Up?
In the past six months, your compliance department has likely [...]
15
07, 2021
6
07, 2021
Four KPIs to Measure the Success of your CE Program
Today, data is everywhere. From tracking visitors on your website [...]
6
07, 2021
Quest CE Releases Mutual Fund Suitability Course
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
22
06, 2021
Quest CE Releases Cybersecurity Resources Course
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
15
06, 2021
Quest CE Named One of the Nation’s Best & Brightest
MILWAUKEE – June 15, 2021– Quest CE is pleased to [...]
14
06, 2021
FINRA Moves Forward with Annual Regulatory CE
Earlier this month, the Financial Industry Regulatory Authority (FINRA) filed [...]
14
06, 2021
CE Council Releases Q2 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently published [...]
21
05, 2021
Quest CE Releases Course on the SEC Marketing Rule
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
19
05, 2021
Quest CE Releases Fixed Income Securities Course
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
17
05, 2021
Five Courses to Assign After the FINRA Conference
No matter what industry you’re in, attending conferences that are [...]
