CE Council Releases Q1 Firm Element Highlights
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
Quest CE joined 500+ other industry peers at the IAA [...]
The SEC recently released a risk alert related to Regulation [...]
On January 10, 2023, the Financial Industry Regulatory Authority, Inc. [...]
Nearly two months after the effective compliance date of the [...]
With the end of the year just around the corner, [...]
FINRA Fines/Suspends Rep for Facebook Posts FINRA recently took action [...]
Coming this January, some big changes are coming down the [...]
In a speech on September 15, 2022, Deputy Attorney General [...]
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]