[Webinar] The Complete Roadmap to IAR CE Compliance
- REGISTER BELOW - If your firm has investment adviser [...]
17
01, 2025
16
01, 2025
SEC’s $63M Recordkeeping Action: Lessons for CCOs
The Securities and Exchange Commission (SEC) recently announced charges against [...]
15
01, 2025
Quest CE’s Top 10 Firm Element Courses in 2024
Navigating regulatory compliance in financial services requires constant vigilance and [...]
14
01, 2025
Cracked in Seconds: 2024’s Most Dangerous Passwords
As we bid farewell to 2024, it's time for our [...]
9
01, 2025
Quest CE Releases 2025 IAR CE Catalog
MILWAUKEE – Quest CE, leading provider of innovative compliance technology, [...]
27
12, 2024
Five New States Adopt IAR CE Requirements for 2025
The Investment Adviser Representative (IAR) CE requirement continues to gain [...]
16
12, 2024
Year-End CE Deadline: Due December 31st
As we approach the final days of 2024, compliance officers [...]
16
12, 2024
Major Continuing Education Fraud Exposed by FINRA
Widespread Cheating Scheme Uncovered FINRA has unveiled an extensive cheating [...]
13
12, 2024
SEC Financial Remedies Hit Historic High in 2024
The SEC's enforcement statistics for fiscal year 2024 reveal a [...]
10
12, 2024
Quest CE Releases New Course on Protecting Vulnerable Investors
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
