Minnesota Mandates IAR Continuing Education Starting 2025
Minnesota is the latest to adopt NASAA's IAR CE model [...]
3
12, 2024
18
11, 2024
SEC Examination Priorities for 2025: Key Areas of Focus Revealed
The SEC's Division of Examinations has released its examination priorities [...]
18
11, 2024
Conference Insights: Our Key Takeaways from NSCP
In October, our team had the opportunity to attend the [...]
12
11, 2024
NASAA’s Memo on End of Year IAR CE Processing
The North American Securities Administrators Association (NASAA) has released important [...]
8
11, 2024
Maximizing Your CE Credits: CFP® and IAR Dual Credit Guide
Are you juggling both CFP® and IAR CE this year? [...]
4
11, 2024
[Webinar] Crossing the Quest CE Program Finish Line
--- REGISTER BELOW --- The compliance marathon of 2024 is [...]
23
10, 2024
Rhode Island Becomes Latest State to Adopt IAR CE Requirement in 2025
Rhode Island is the latest to adopt NASAA’s IAR CE [...]
11
10, 2024
$6 Million Churning Scheme Leads to Reg BI Suspensions
In a recent development that underscores the importance of ethical [...]
9
10, 2024
Nebraska Set to Join List of States Implementing IAR CE in 2025
Nebraska has announced its adoption of NASSA’s Investment Adviser Representative [...]
9
10, 2024
New Jersey Joins List of States Adopting IAR CE in 2025
New Jersey is one of the latest states to adopt [...]
