Webinar: Complying with New MSRB Requirements

— REGISTER BELOW —

In May 2017, the MSRB received approval from the SEC to establish continuing education (CE) requirements for municipal advisor firms to ensure that individuals providing municipal advisory services remain current in their industry knowledge. The requirements went into effect January 1, 2018.

In our upcoming webinar, Quest CE staff will briefly discuss the newly enforced rule, how it compares to FINRA’s Firm Element requirement and best practices to comply. Quest CE staff will also clarify some frequently asked questions, such as who will be regulating the requirement and how much training is required. Join the discussion January 17, 2018 at 10AM CST.

AGENDA:

MSRB Program Requirements

  • Rule Overview – How to Comply in 2018
  • Three Required Elements
  • MSRB vs. Firm Element: How they Compare/Contrast

Frequently Asked Questions

  • What are Other Firms Doing to Stay Compliant?
  • Who Will Regulate this New Requirement?
  • How Much Training is Needed?
  • And More!  

Implementation/Takeaways

  • Top Training Trends
  • Best Practices for Launching your Needs Analysis
  • You’ve Identified Course Content, Now What?
Register Now

The seat limit per session is 100 participants. The anticipated duration of this webinar is 45 minutes. If you or an associate is unable to attend the webinar but would still like a demonstration/copy of the presentation, please contact our sales team at 877-593-3366 or sales@questce.com.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.