MILWAUKEE – Quest CE, trusted provider of compliance training and tracking technology solutions, announced the addition of the new Firm Element course, “AI in Finance: Navigating Compliance and Ethical Considerations” to its Firm Element and RIA e-learning catalogs.

This course aims to provide financial professionals with an in-depth understanding of the transformative impact of Artificial Intelligence (AI) on the financial services industry. It covers topics such as the regulatory landscape, ethical considerations, and practical applications of AI in finance. By the end of the course, participants will be equipped with actionable insights to navigate the complex compliance requirements and ethical dilemmas posed by AI in the financial industry.

Course Topics Include: 

  • Practical Applications of AI in Finance
  • Ethical Considerations
  • Regulatory Landscape
  • Future of AI in Finance

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here. To view Quest CE’s RIA course catalog, click here.


About Quest CE

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit