Quest CE Releases Four New DOL Courses

MILWAUKEE – March 20, 2017 – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of four new Firm Element courses to its e-learning library.

These courses focus on the Department of Labor’s Conflict of Interest Rule, commonly known as the Fiduciary Rule, and place major emphasis on the Best Interest Contract Exemption (BICE).  Each course takes its own track, discussing how the rule will diversely affect varying industry practitioners, including broker-dealers, institutional investment managers and registered investment advisors.

The course topics are:

  • DOL Rule: Best Interest Contract Exemption
  • DOL Rule: Best Interest Contract Exemption for Broker-Dealers
  • DOL Rule: Best Interest Contract Exemption for Institutional Investment Managers
  • DOL Rule: Best Interest Contract Exemption for RIAs

The material centers on the Best Interest Contract Exemption, which allows financial professionals to continue to offer advice, recommendations and strategies to retirement investors, while working as a fiduciary and continuing to receive variable compensation. Additional topics include a review of definitions, explanations and a peek at the Federal Register, to provide better understanding of the scope of this implementation.

For questions regarding these or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE

For over twenty-five years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE also provides a complete spectrum of proprietary technology solutions for managing and supervising compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations seeking training and compliance needs. For more information on Quest CE, visit http://www.questce.com.