Quest CE Releases Course on Alternative Investments

MILWAUKEE –April 5, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.

The course, “Supervising Alternative Investments,” explores numerous factors that underline the need for supervision to ensure that compliance is met and that an effective risk management program is in place for the alternative investment adviser. The course also discusses how effectively supervising alternative investments requires implementing a robust training program to ensure that employees are continually made aware of the rules, regulations and firm policies, and their obligations to meet those regulatory and firm requirements.

Course Topics Include:

  • Alternative Investments Overview
  • Risk and Supervisory Considerations
  • Investment
  • Risk Management
  • Operational
  • Global Investment Performance Standards (GIPS)
  • DDQS & Supervision
  • FINRA Supervision Requirements

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.