Investment News Features Quest CE’s Branch Audit Tool

Recently, Investment News technology columnist Davis Janowski sat down with Quest CE staff to discuss our new Branch Audit Management Tool. Soon thereafter, Janowski published an Investment News INTV segment on how Quest CE’s software simplifies the broker-dealer branch audit process from start to finish.  Janowski highlights the many benefits Quest CE’s platform offers that other third-party solutions, that have what he considers “legacy systems,” do not. Additional topics mentioned include system and individual reporting capabilities, digital rep attestations and an offline sync mode. Click the video to find out why Janowski believes Quest CE’s solution is something compliance officers need to keep an eye on.

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