U.S. Court Strikes Down SEC Rule on Private Fund Transparency
In a significant ruling that has sent shockwaves through the [...]
14
06, 2024
14
06, 2024
FINRA’s Guidance on Chatbots and AI-Generated Content
The rapid adoption of generative artificial intelligence (AI) has revolutionized [...]
13
06, 2024
Quest CE Releases New DOL Fiduciary Rule Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
13
06, 2024
Quest CE Releases New Employee Group Benefits Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
31
05, 2024
Quest CE Releases New Off-Channel Communications Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
24
05, 2024
SEC Slaps Firm with $10 Million Fine for Cyber Incident
In a recent development, the Securities and Exchange Commission (SEC) [...]
21
05, 2024
Quest CE Releases New Course on Advanced Strategies in AML
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
21
05, 2024
Quest CE Releases New Embracing Diversity Insurance CE Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
20
05, 2024
The Future of Regulation: FINRA 2024 Takeaways
The 2024 FINRA Annual Conference provided a wealth of information [...]
16
05, 2024
SEC and FinCEN Propose Customer Identification Rules for Investment Advisors
The U.S. Securities and Exchange Commission (SEC) and the Financial [...]
