MILWAUKEE – Quest CE, trusted provider of compliance training and tracking technology solutions, announced the addition of the new Firm Element course, “Navigating the World of Fractional Shares” to its Firm Element e-learning catalog.
Introducing an advanced course on fractional share investing, tailored for financial professionals and compliance officers. This comprehensive program explores the intricacies of trading practices, regulatory compliance, and accounting implications in the evolving landscape of fractional investments. Participants will gain deep insights into how these innovative instruments are reshaping investment strategies, navigate the complex regulatory environment, and master the nuances of financial reporting. Through expert-led sessions, this course equips industry leaders with the knowledge and skills to leverage fractional shares effectively, ensuring compliance and maximizing strategic opportunities in today’s dynamic financial markets.
Course Topics Include:
- Fractional Shares
- Trading Practices and Strategies
- Regulatory Framework and Compliance
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
