SEC Proposes Rescinding Pay-to-Play Rule: What Should Firms Do Now?
The Securities and Exchange Commission has proposed rescinding the political [...]
11
09, 2026
19
08, 2026
How to Reduce IAR CE Compliance Gaps
Managing Investment Adviser Representative Continuing Education involves more than giving advisers access [...]
3
08, 2026
Quest CE Expands ADV Part 2B Solution with New Workflow Automation
Quest CE has introduced new enhancements to its ADV Part [...]
7
07, 2026
Quest CE Releases New IA Micro-Learning Course, “RIA Sanctions: Lessons from SEC Actions”
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
7
07, 2026
Quest CE Releases New IA Micro-Learning Course on Portfolio Management for IARs
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
7
07, 2026
Quest CE Releases New IA Micro-Learning Course, “Reg S-P: Client Data Protection”
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
7
07, 2026
Quest CE Releases New IA Micro-Learning Course on AI Security Measures for Advisers
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
7
07, 2026
Quest CE Releases New IA Micro-Learning Course On Protecting Client Information
MILWAUKEE, WI – Quest CE, a trusted provider of compliance [...]
14
05, 2026
Small Firms, Your Reg S-P Deadline Is Almost Here
For smaller firms subject to the SEC’s amended Regulation S-P [...]
7
04, 2026
The IAA Sessions Worth Your Attention, and What to Do Next
At this year’s Investment Adviser Association (IAA) Annual Conference, regulators, [...]
