MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Protecting Client Information: Vendor and Third-Party Cyber Risk” to its IA Micro-Learning e-learning catalog.
Investment advisers explore cybersecurity risks involving third-party technology providers. Learners examine Regulation S-P requirements and how third-party security incidents impact firm and client data protection obligations. The course addresses evolving technology and AI considerations that create new vendor risk scenarios. Course takers also review practical steps to protect information, recognize potential concerns, and follow firm procedures when working with external technology providers.
This course focuses on three core topics: 1) Understanding Third-Party Cyber Risk 2) Regulation S-P and Third-Party Incidents, and 3) Managing Vendor Risk as Technology Evolves.
Course Topics Include:
- Where Can Third-Party Risk Appear?
- When a Third-Party Experiences an Incident
- Working Safely with Third-Party Technology
For questions regarding this or other training courses, please contact us here. To view Quest CE’s course catalogs, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
