Recent years have seen a surge in popularity over the need to regulate how registered representatives utilize and communicate over social media, something the industry watched both the SEC and FINRA issue rules and regulations against. In order to help you and your firm stay up to date on those measures, while simultaneously giving you a way to celebrate Social Media Day, we’ve compiled a list of our top 15 ‘social media‘ and ‘communications with the public‘ Firm Element courses.
So, before any of your firm members hit ‘send’ on that next post, tweet or email, take a look at these courses to help keep them up-to-snuff on the latest trends and regulation.
Communications with the Public/Social Media Training
- Off-Channel Communications
- Effective Marketing Strategies Utilizing Social Media
- Social Media for Financial Professionals: Creating Compelling and Compliant Content
- Social Media: Best Practices for Registered Representatives – Social Media: Communications with the Public in an Electronic Environment
- Social Media: Supervision of Online Communications
- A Registered Representatives Guide to Electronic Communications: Blogs, Bulletin Boards, Chat Rooms, Social – Networks and Websites
- A Supervisors Guide to Electronic Communications: Blogs, Bulletin Boards, Chat Rooms, Social Networks and Websites
- Changes to FINRAs Public Communication Rules for Registered Representatives
- Changes to FINRAs Public Communication Rules for Supervisors
- Communications with the Public for Registered Representatives
- Communications with the Public: Best Practices for Wholesalers
- Electronic Communications for Registered Representatives
- Electronic Communications with the Public for Wholesalers
- FINRA Rule 2273 – Educational Communication Related to Recruitment Practices and Account Transfers
- Institutional Advertising and Communications
For questions regarding these or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail email@example.com. To view Quest CE’s Firm Element course catalog, click here.