MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “Navigating Today’s Trading World: Best Execution & Smarter Compliance,” to its Firm Element e-learning catalog. 

The new course is designed to help financial professionals navigate the best execution requirements in today’s fast-paced trading environment with confidence. Participants will explore what FINRA and the SEC expect when it comes to making informed order-handling decisions, recognizing potential conflicts of interest, and understanding how different markets and venues can impact execution quality. Through practical examples and regulatory context, participants will gain clarity on communicating trade execution decisions and disclosures effectively, especially in volatile or after-hours markets. 

This course focuses on three core topics: 1) When Process Matters More Than Outcome, 2) What Reasonable Diligence Looks Like, and 3) Conflicts of Interest & Best Execution  

Course Topics Include: 

  • Competing Markets & Best Execution 
  • Fast Markets, Smart Moves 
  • Reg BI vs. Fiduciary Duty  

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here. 

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About Quest CE 

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service. 

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com