FINRA Proposes to Extend Remote Branch Office Inspections (Again)
It's hard to believe we're starting off another year where [...]
It's hard to believe we're starting off another year where [...]
Although Preliminary Statements are issued in mid-November each year, FINRA [...]
--- REGISTER BELOW --- The Quest CE team has been [...]
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
In a word, 2021 was – tricky. It was a [...]
The Securities Industry/Regulatory Council on Continuing Education (Council) recently released [...]
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
Gratitude is a dish best served throughout the year, but [...]
When Regulation Best Interest (Reg BI) went into effect in [...]