Why CCOs Can’t Ignore This Cybersecurity Month
The pandemic has moved cybersecurity up on the list of [...]
19
10, 2020
19
10, 2020
FINRA Releases Q3 2020 Firm Element Advisory
The Securities Industry/Regulatory Council on Continuing Education (Council) recently published [...]
19
10, 2020
NASAA’s Annual Report Indicates Rise in Enforcement
The North American Securities Administrators Association (NASAA) recently released its [...]
19
10, 2020
Are you Doing This One Thing on your Form CRS?
The Securities and Exchange Commission (SEC) has released updated frequently [...]
11
10, 2020
Why G&E Tracking is More Important Now Than Ever
In today’s age of remote work, it’s easy to think [...]
5
10, 2020
Quest CE Releases FINRA Course Covering Reg BI
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
28
09, 2020
Quest CE Releases Training Plan for NAIC Best Interest Standard
MILWAUKEE – September 28, 2020 – On February 13, 2020, [...]
23
09, 2020
One Hack That Will Improve Your Virtual Conferences
We’ve been connecting with a lot of people in the [...]
16
09, 2020
Quest CE’s Best Selling E-learning Courses in 2020
School is in session! And while many of your kids [...]
14
09, 2020
Three Pro Tips for the MLB’s New Compliance Officers
Following the recent COVID-19 outbreak within the Miami Marlins baseball [...]
