Quest CE Releases Course on BCP Guidance
MILWAUKEE – Quest CE, premier provider of compliance training and [...]
25
01, 2021
18
01, 2021
SEC Greenlights Modern Marketing Rule for IAs
After a nearly year-long comment period, the SEC announced last [...]
18
01, 2021
Six Need-to-Know Facts about the AML Act of 2020
The new year rings in the most significant changes in [...]
14
01, 2021
New FINRA Course Discusses Information Barriers
MILWAUKEE – January 14, 2021– Quest CE, premier provider of [...]
5
01, 2021
Quest CE’s Top Five System Enhancements from 2020
The past year pushed business of all shapes and sizes [...]
5
01, 2021
Quest CE’s Leading QuestTrak Enhancements in 2020
Before putting 2020 completely behind us, it’s important to look [...]
30
12, 2020
Four Factors for Creating a Successful 2021 CE Budget
As we say goodbye to 2020, we should use what [...]
10
12, 2020
NASAA Adopts CE Rule for Investment Advisers
On November 24, 2020, the North American Securities Administrators Association [...]
10
12, 2020
Part 1: CE Council Releases Guide on Firm Element
The CE Council recently released a guide to Firm Element [...]
10
12, 2020
Part 2: CE Council Releases Guide on Needs Analysis
The CE Council recently released a guide on proper practices [...]
