Quest CE to Exhibit at NSCP National Conference 2024
MILWAUKEE, WI – October 8, 2024– Quest CE, premier provider [...]
8
10, 2024
8
10, 2024
Preparing for Your BD/RIA Annual Training Requirements
As year-end approaches, it's critical for broker-dealers (BDs) and [...]
16
09, 2024
SEC Cracks Down on Marketing Rule Violations
The Securities and Exchange Commission (SEC) has launched another enforcement [...]
16
09, 2024
Warren Challenges FINRA on Enforcement Decline
Senator Elizabeth Warren has once again set her sights on [...]
13
09, 2024
[Webinar] Decoding FINRA Rule 3110: Key Insights for Branch Inspections
-Register Below- Quest CE is set to host an upcoming [...]
10
09, 2024
Navigating IAR CE: Key Requirements and FAQs
The IAR CE requirement has quickly taken the investment advisory [...]
30
08, 2024
A Comprehensive Guide to Hosting Your Next Live CE Event
As summer winds down, it's not just students who need [...]
29
08, 2024
Why CE “Gift Cards” Make the Perfect Holiday Gift
As the holiday season approaches, wholesalers in the financial services [...]
27
08, 2024
How to Verify Your IAR CE Credits Were Reported
As December 31st looms, the IAR CE deadline draws near. [...]
15
08, 2024
FINRA’s Take on Crypto in Brokerage Firms
In a revealing guidance note released recently, the U.S. Financial [...]
