MILWAUKEE – May 11, 2021 – Quest CE, premier provider of compliance training and tracking technology solutions, today announced that it will be an exhibiting partner at the upcoming 2021 FINRA Annual Conference. This year’s conference will be held virtually and will run from May 18 – 20, 2021.
In its first-ever virtual format, this year’s conference promises an array of expert panelists and keynote speakers who will touch on the latest regulatory updates and trending topics. With more than 25 sessions and demonstrations occurring over the three-day event, there are plenty of options for attendees. Some notable topics that will be discussed include, Regulation Best Interest and Form CRS, FINRA’s Examination and Risk Monitoring Program, Compliance and Legal Trends, Consolidated Audit Trail (CAT), and much more!
The first day of the conference will kick off with a series of pre-recorded demonstrations from the industry’s top compliance vendors. Be sure to tune in at 12:10pm EST to get an inside look at Quest CE’s Compliance Management System. Quest CE associates will be available after the 10-minute video demonstration to answer any questions you may have about our system and the services we offer. The day will wrap up with a keynote address from Emmy Award-Winning Actor, Director, Producer, and Best-Selling Autor, Henry Winkler!
The final two days of the conference will include a variety of sessions led by some of the industries top regulators and compliance professionals. Some sessions will run concurrently, requiring attendees to pick-and-choose which ones to attend, and others will be available during their own time slot. To view the complete conference agenda, CLICK HERE.
“After the cancellation of last year’s event, we’re thrilled to be back exhibiting at the FINRA conference – even if, only virtually,” said Alex Krenke, EVP of Sales, Marketing, and Online Services. “My associates and I are excited to connect with our clients and industry peers alike to discuss the latest developments surrounding compliance regulation and offer insight into where our solutions can provide the most assistance.”
Although this year’s conference is being held virtually, Quest CE wants to give conference attendees a chance to “take home” one of its highly coveted compliance t-shirts! Be sure to check out Quest CE’s video demonstration or exhibitor portal to learn how to register for your chance to win.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs.
For more information on Quest CE, visit www.questce.com.