MILWAUKEE – Quest CE, trusted provider of compliance training and tracking technology solutions, today announced the addition of the new Investment Advisor course, “An Overview to the Custody Rule,” to its e-learning catalog.

This course will review the custody rule as well as the amendments made to it over the years. The course will also discuss the different triggers for custody and verify who is considered a qualified custodian. After completion of the course, investment advisor representatives will have a better understanding of what it means to take custody, the impact of this, and the regulations surrounding being a custodian.

Course Topics Include:

  • Custody Rule: Definition & Key Terms
  • Custody and the Risk to Clients
  • Benefits & Costs of the Amended Rule
  • Qualified Custodians
  • Triggering Circumstances
  • Surprise Examinations/Exceptions
  • The Effect on other Rules
  • Digital Assets
  • And more!

For questions regarding this or other Investment Advisor courses, please contact us here. To view Quest CE’s Investment Advisor course catalog, click here.


About Quest CE

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit