MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Alternative Products: Risks, Costs, and Client Considerations” to its Firm Element e-learning catalog.

Course users explore common types of alternative products, associated risks, cost structures, and key regulatory considerations when discussing or recommending them to customers. Learners examine Reg BI obligations, FINRA rules, and disclosure considerations. The course highlights real-world enforcement risks reinforcing compliance expectations when recommending alternative investments.

This course focuses on three core topics: 1) Commodities and Precious Metals Products, 2) Regulatory Considerations for Alternative Investments and 3) Applying Regulatory Obligations in Practice.

Course Topics Include:   

  • Reg Best Interest
  • Cost Considerations
  • FINRA-Identified Risks

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE  

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.