MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “AI Security Measures for Investment Advisers” to its IA Micro-Learning e-learning catalog.
This course provides investment adviser representatives with an overview of AI-related security risks, cybersecurity considerations, and client protection responsibilities associated with the use of artificial intelligence tools in advisory activities. The course discusses AI-enabled phishing and impersonation risks, protection of confidential client information, approved technology usage, verification procedures, and practical security safeguards designed to help support regulatory compliance and client protection efforts.
This course focuses on three core topics: 1) AI and Regulatory Responsibilities 2) AI Security Risks and Client Protection and 3) Case Study: The AI Chatbot Response
Course Topics Include:
- AI Security
- Reg S-P and Reg S-ID
- Cybersecurity Risks
For questions regarding this or other training courses, please contact us here. To view Quest CE’s course catalogs, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
