Autumn has officially arrived and along with the cooler weather and resurgence of pumpkin-spiced everything comes many of your firm’s annual compliance deadlines. In our upcoming webinar, Quest CE’s Account Executive Manager, MacKenzie Lindblom, will share some common year-end service reminders, while walking through relevant features within your compliance program.

During this webinar, MacKenzie will highlight the system’s Email Blast Utility Tool and several reports you should be running. She will also share some additional best practices for staying ahead of potential risky conflicts of interest. If you have any of the following services turned on in your Quest CE account, this webinar is perfect for you: training, annual compliance questionnaires, and/or disclosure tracking. Join the discussion October 27, 2021 at 12PM CT.


Reporting Essentials

  • Accessing Your Data
  • Noteworthy Filters and Spare Fields
  • At-a-glance Reports
  • Additional Roles and Supervisory Access

Keeping Your Firm Members on Track

  • Automating Email Reminders
  • Set it & Forget it System
  • Demonstration: Email Blast Tool

Staying Atop Questionnaire Responses

  • Reviewing Questionnaire Responses
  • Flagged Responses Report
  • Demonstration: ACQ Review

Reviewing Conflict of Interest Activities

  • Queue Management
  • Including Comments and Attachments
  • Demonstration: Conflict of Interest Tracking Queue

Maintaining/Accessing Records

  • Regulator Record Requests
  • Accessing Training Course PDFs
  • Demonstration: Accessing Records


The seat limit per session is 100 participants. The anticipated duration of this webinar is 45 minutes. If you or an associate is unable to attend the webinar but would still like a demonstration/copy of the presentation, please contact us here.


About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 2,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.