MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced the addition of the new Firm Element course, “Reg BI and Form CRS: Elevating Standards in Client Recommendations” to its Firm Element e-learning catalog.

Transform your approach to retail investment services with our comprehensive Regulation Best Interest (Reg BI) and Form CRS course. Master the SEC’s enhanced investor protection framework while developing practical strategies to deliver compliant, ethical recommendations that put your clients first. This is essential training for registered representatives, broker-dealers, and compliance professionals serving retail investors.

This course focuses on three core topics: 1) why Regulation Best Interest & Form CRS were introduced, 2) consequences of noncompliance and 3) how form CRS enhances transparency and client understanding.

Course Topics Include:

  • Key Obligation Under Reg BI
  • Purpose and Requirements of Form CRS
  • Strengthening Client Trust through Transparency

For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE

For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.

Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.