Advisers Pay-to-Play and Harris-Walz Campaign
As the 2024 U.S. Presidential election approaches, investment advisers need [...]
15
08, 2024
27
02, 2024
Quest CE to Exhibit at 2024 IAA Compliance Conference
MILWAUKEE, WI – February 27, 2024– Quest CE, a leading [...]
14
02, 2024
Treasury Proposes New AML Rules for Investment Advisers
The U.S. Department of the Treasury's Financial Crimes Enforcement Network [...]
18
09, 2023
Quest CE Releases New Client Suitability FE Course
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
17
03, 2023
Three Takeaways from the 2023 IAA Compliance Conference
Quest CE joined 500+ other industry peers at the IAA [...]
1
11, 2022
[Webinar] A Guide to Implementing NASAA’s New IAR CE Rule
-- Register Below -- The end of the year is [...]
26
04, 2022
Quest CE Releases IA Course on Alternative Investment Issues
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
26
04, 2022
Quest CE Releases IA Course on the Challenges Facing CCOs
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
25
04, 2022
Quest CE Releases Course on the Custody Rule for IAs
MILWAUKEE – Quest CE, trusted provider of compliance training and [...]
15
05, 2021
10 Things to Know About NASAA’s New CE Rule
If you were paying attention back in November, you’re well [...]
