Quest CE Adds RSL and Remote Inspection Type to Branch Audit Tool
MILWAUKEE – January 31, 2025 - Quest CE, trusted provider of [...]
31
01, 2025
24
01, 2025
Milwaukee’s ‘Best and Brightest’ Honor Awarded to Quest CE for 2025
Milwaukee, WI- January 24, 2025- Quest CE, a leading compliance [...]
14
01, 2025
Cracked in Seconds: 2024’s Most Dangerous Passwords
As we bid farewell to 2024, it's time for our [...]
13
09, 2024
[Webinar] Decoding FINRA Rule 3110: Key Insights for Branch Inspections
-Register Below- Quest CE is set to host an upcoming [...]
27
08, 2024
How to Verify Your IAR CE Credits Were Reported
As December 31st looms, the IAR CE deadline draws near. [...]
24
05, 2024
SEC Slaps Firm with $10 Million Fine for Cyber Incident
In a recent development, the Securities and Exchange Commission (SEC) [...]
16
05, 2024
Firm Fined Over $700,000 for Regulatory Violations
In a recent development, the Financial Industry Regulatory Authority (FINRA) [...]
1
05, 2024
Quest CE Gears Up for 2024 FINRA Annual Conference
MILWAUKEE, WI – May 1st, 2024– Quest CE, a leading [...]
10
08, 2023
Five Tips to Prevent Off-Channel Communication Issues
Several more Wall Street banks have been hit with substantial [...]
15
07, 2021
States Race Forward with NAIC Best Interest Adoption
Update: This article was recently amended on 9/7/22 to reflect [...]
