Year-End CE Deadline: Due December 31st
As we approach the final days of 2024, compliance officers [...]
As we approach the final days of 2024, compliance officers [...]
Minnesota is the latest to adopt NASAA's IAR CE model [...]
The North American Securities Administrators Association (NASAA) has released important [...]
Are you juggling both CFP® and IAR CE this year? [...]
Rhode Island is the latest to adopt NASAA’s IAR CE [...]
Nebraska has announced its adoption of NASSA’s Investment Adviser Representative [...]
New Jersey is one of the latest states to adopt [...]
The IAR CE requirement has quickly taken the investment advisory [...]
As December 31st looms, the IAR CE deadline draws near. [...]
As a firm seeking an Investment Adviser Representative (IAR) Continuing [...]