MILWAUKEE, WI – Quest CE, a trusted provider of compliance training and tracking technology solutions, announced today the addition of a new course, “Prediction Markets: Understanding Compliance Risks and Responsibilities” to its Firm Element e-learning catalog.
Prediction markets are attracting increasing attention across the financial services industry, creating new situations that may involve familiar compliance responsibilities. This course introduces the fundamentals of prediction markets and event contracts before exploring how established compliance principles, including the protection of confidential information, conflicts of interest, market integrity, and firm policies, may apply.
This course focuses on three core topics: 1) What Does the Market Price Tell Us? 2) Where Compliance Risks Arise, and 3) Understanding Prediction Markets.
Course Topics Include:
- What Are Prediction Markets?
- Confidential Information, CFTC
- How Event Contracts Work
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisers, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com.
