MILWAUKEE, WI – Quest CE, trusted provider of compliance training and tracking technology solutions, announced today the addition of its new course, “Corporate Culture: Building Trust Through Conduct,” to its Firm Element e-learning catalog.
This course explores how firm culture shapes ethical conduct, compliance behavior, and client trust. Built around FINRA Rule 2010 and Regulation Best Interest (RegBI), the course helps registered representatives connect their daily actions, like communication, documentation, and escalation, to broader firm values and regulatory expectations. Learners will examine common conflicts of interest, including those arising from AI, and walk through real-world scenarios to strengthen professional judgment and promote a culture where integrity and compliance go hand in hand.
This course focuses on three core topics: 1) Understanding Corporate Culture 2) Accountability and The Power of Speaking Up, and 3) Recognizing Conflicts: Everyday Situations
Course Topics Include:
- Corporate Culture
- Ethical Decision-Making
- Conflicts of interest
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com
