As a highly used marketing tool in the financial services industry, social media usage comes with its fair share of rules and guidelines set by regulators, such as the SEC and FINRA. So, to help you celebrate National Social Media Day, we wanted to highlight some of our top social media and communications courses, all of which are great options to include in this year’s training plans. We encourage you to post away on your social accounts today – as long as you’re complying with these important SEC and FINRA rules and regulations, of course.
Social Media/Communication Training:
- On the Record: Off-Channel Communication Guide
- Communicating with Clients in the Digital Age
- Effective Marketing Strategies Utilizing Social Media
- Social Media for Financial Professionals: Creating Compelling and Compliant Content
- Social Media: Best Practices for Registered Representatives – Social Media: Communications with the Public in an Electronic Environment
- Social Media: Supervision of Online Communications
- A Registered Representatives Guide to Electronic Communications: Blogs, Bulletin Boards, Chat Rooms, Social – Networks and Websites
- A Supervisors Guide to Electronic Communications: Blogs, Bulletin Boards, Chat Rooms, Social Networks and Websites
- Changes to FINRAs Public Communication Rules for Registered Representatives
- Changes to FINRAs Public Communication Rules for Supervisors
- Communications with the Public for Registered Representatives
- Communications with the Public: Best Practices for Wholesalers
- Electronic Communications for Registered Representatives
- Electronic Communications with the Public for Wholesalers
- FINRA Rule 2273 – Educational Communication Related to Recruitment Practices and Account Transfers
- Institutional Advertising and Communications
- Investment Advisors: Communication Compliance
- Managing Electronic Communications
- Retail Customer Communications
- Social Media: Communications with the Public in an Electronic Environment
- Social Media: Supervision of Online Communications
- Standards for Public Communications
- Supervision of Electronic Communications
- Supervision of Electronic Communications for Institutional Clients
For questions regarding this or other Firm Element courses, please contact us here. To view Quest CE’s Firm Element course catalog, click here.
###
About Quest CE
For over thirty-five years, Quest CE has been a trusted provider of compliance training and tracking solutions to the financial services industry. In partnering with more than 2,400 leading insurance carriers, broker-dealers, registered investment advisors, and other financial institutions, Quest CE offers a full suite of proprietary technology solutions while delivering an unmatched level of customer service.
Through the delivery of advanced custom solutions, Quest CE honors its mission to empower financial institutions with easy-to-use technology that simplifies their compliance and continuing education programs. For more information on Quest CE, visit www.questce.com
